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This is list of opinions by the Supreme Court of the United States involving civil and criminal claims for securities fraud.

• Securities and Exchange Commission v. W.J. Howey Co., 328 U.S. 293 (1946)

• J. I. Case Co. v. Borak, 377 U.S. 426 (1964)

• Superintendent of Ins. of N. Y. v. Bankers Life & Casualty Co., 404 U.S. 6 (1971)

• Affiliated Ute Citizens of Utah v. United States, 406 U.S. 128 (1972)

• Flood v. Kuhn, 407 U.S. 258 (1972)

• Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723 (1975)

• Rondeau v. Mosinee Paper Corp., 422 U.S. 49 (1975)

• Ernst & Ernst v. Hochfelder, 425 U.S. 185 (1976)

• TSC Industries, Inc. v. Northway, Inc., 426 U.S. 438 (1976)

• Santa Fe Industries, Inc. v. Green, 430 U.S. 462 (1977)

• United States v. Naftalin, 441 U.S. 768 (1979)

• Aaron v. SEC, 446 U.S. 680 (1980)

• Chiarella v. United States, 445 U.S. 222 (1980)

• Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran, 456 U.S. 353 (1981)

• Randall v. Loftsgaarden, 478 U.S. 647 (1986)

• Commodity Futures Trading Commission v. Schor, 478 U.S. 833 (1986)

• Herman & MacLean v. Huddleston, 459 U.S. 375 (1983)

• Dirks v. SEC, 463 U.S. 646 (1983)

• Schreiber v. Burlington Northern, Inc., 472 U.S. 1 (1985)

• Bateman Eichler, Hill Richards, Inc. v. Berner, 472 U.S. 299 (1985)

• Carpenter v. United States, 484 U.S. 19 (1987)

• Basic Inc. v. Levinson, 485 U.S. 224 (1988)

Plaintiff must establish his reliance on the fraudulent statement.

• Lampf, Pleva, Lipkind, Prupis & Petigrow v. Gilbertson, 501 U.S. 350 (1991)

• Virginia Bankshares, Inc. v. Sandberg, 501 U.S. 1083 (1991)

• Holmes v. Securities Investor Protection Corporation, 503 U.S. 258 (1992)

• Musick, Peeler & Garrett v. Employers Ins. of Wausau, 508 U.S. 286 (1993)

• Central Bank, N.A. v. First Interstate Bank, N.A., 511 U.S. 164 (1994)

Section 10(b) does not impose liability for aiding and abetting in securities fraud commited by another.

United States v. O'Hagan, 521 U.S. 642 (1997) Majority Author: Ruth Bader Ginsburg Joined by Stevens, O'Connor, Kennedy, Souter, Breyer; Scalia in part Holding:Criminal liability under section 10(b) may be predicated on the misappropriation theory. Concurrence/dissent Author: Antonin Scalia Scalia wrote that blah blah blah. Concurrence/dissent Author: Clarence Thomas Joined by: Rehnquist Thomas wrote that blah blah blah.

Dura Pharmaceuticals v. Broudo, 544 U.S. 336 (2005) Majority Author: Stephen Breyer Joined by: Rehnquist, Stevens, O'Connor, Scalia, Kennedy, Souter, Thomas, Breyer, Ginsburg Holding: Mere allegation that fraud artificially inflated price of stock did not satisfy loss causation requirement; plaintiffs must allege loss caused by market reaction to fraud.

Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. ___ (2006) Majority Author:John Paul Stevens Joined by:Roberts, Scalia, Kennedy, Souter, Thomas, Breyer, Ginsburg Holding: Securities Litigation Uniform Standards Act preempted state law holder claims

• Kircher v. Putnam Funds Trust, 547 U.S. ___ (2006)

Category:United States Supreme Court cases by subject Category:United States securities case law