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Anglo-Saxon settlement of Britain

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The settlement of Great Britain by diverse Germanic peoples led to the development of a new Anglo-Saxon cultural identity and shared Germanic language, Old English, which was most closely related to Old Frisian on the other side of the North Sea. The first Germanic speakers to settle permanently are likely to have been soldiers recruited by the Roman administration, possibly already in the fourth century or earlier. In the early fifth century, after the end of Roman rule in Britain and the breakdown of the Roman economy, larger numbers arrived and their impact upon local culture and politics increased.

There is on-going debate about the scale, timing and nature of the Anglo-Saxon settlements, and also about what happened to the previous residents of what is now England. The available evidence includes not only the scant written record, which tells of a period of violence, but also the archaeological and genetic information. Furthermore, British Celtic languages had very little impact on Old English vocabulary, and this suggests that a large number of Germanic-speakers became important relatively suddenly. On the basis of such evidence it has even been argued that large parts of what is now England were cleared of prior inhabitants. However, a view that gained support in the late 20th century suggests that the migration involved relatively few individuals, possibly centred on a warrior elite, who popularized a non-Roman identity after the downfall of Roman institutions. This hypothesis suggests a large-scale acculturation of natives to the incoming language and material culture. In support of this, archaeologists have found that, despite evidence of violent disruption, settlement patterns and land use show many continuities with the Romano-British past, despite profound changes in material culture.[1]

A major genetic study in 2022 which used DNA samples from different periods and regions demonstrated that there was significant immigration from the area in or near what is now northwestern Germany, and also that these immigrants intermarried with local Britons. This evidence supports a theory of large-scale migration of both men and women, beginning in the Roman period and continuing until the 8th century. At the same time, the findings of the same study support theories of rapid acculturation, with early medieval individuals of both local, migrant and mixed ancestry being buried near each other in the same new ways. This evidence also indicates that in the early medieval period, and continuing into the modern period, there were large regional variations, with the genetic impact of immigration highest in the east, and declining towards the west.

One of the few written accounts of the period is by Gildas, who wrote in the early 6th century. His account influenced later works which became more elaborate and detailed, but which cannot be relied upon for this early period. He reported that a major conflict was triggered some generations before him, after a group of foreign Saxons was invited by the Romano-British leadership to help defend against raids from the Picts and Scots. After a long war, he reported that the Romano-British recovered control. Peace was restored, but Britain was now ruled by tyrants. It had internal conflicts instead of conflicts with foreigners, but because of foreigners it was still difficult for Britons to travel to some parts of England and Wales. He gives no other information about Saxons or other Germanic people before or after this specific conflict. No other local written records survive until much later. By the time of Bede, more than a century after Gildas, Anglo-Saxon kingdoms had come to dominate most of what is now modern England. Bede and other later Welsh and Anglo-Saxon authors apparently believed that the kingdoms of their time had always been distinctly Anglo-Saxon. However, many modern historians believe that the development of Anglo-Saxon culture and identity, and even its kingdoms, involved not only Germanic immigrants but also local British people and kingdoms.

Historical written accounts

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In the 4th century Roman authors began to use the term "Saxon" to refer to raiders from north of the Frankish tribes in the Rhine delta, who had been troubling the coasts of the North Sea and English channel since the late 3rd century.[2] The area of present day England was part of the Roman province of Britannia from 43 AD until the 5th century, although starting from the crisis of the third century it was often ruled by Roman usurpers who were in conflict with the central government in Rome, such as Postumus (about 260-269 AD), Carausius (286-293 AD), Magnentius (350-353 AD), Magnus Maximus (383-388 AD), and Constantine III (407-411 AD). Among the earliest such mentions of Saxons, they were named as allies of both Carausius, and Magnentius.[3] In 368 AD imperial forces under the command of Count Theodosius defeated Saxons who were apparently based in Britain.[4] At some point in the third or fourth centuries the Romans also established a military commander who was assigned to oversee a chain of coastal forts on both sides of the channel and the one on the British side was called the Saxon shore (Litus Saxonicum).[5] The central Roman administration, like the rebel administrations, also recruited soldiers from the Frankish and Saxon regions beyond the Rhine in what is now the Netherlands and Germany, and such forces are likely to have become more important in Britain during periods when field armies were withdrawn during internal Roman power struggles.[6]

There are very few reliable written records for the fifth century, but what exists is generally understood to indicate a sharp increase of Anglo-Saxon immigration into Britain, and the beginnings of Anglo-Saxon rule in some areas. According to the Chronica Gallica of 452, a chronicle written in Gaul, Britain was ravaged by Saxon invaders in 409 or 410. This was during the period when Constantine III was leading British Roman forces in rebellion on the continent. Although the rebellion was eventually quashed, the Romano-British citizens reportedly expelled their Roman officials during this period, and never again re-joined the Roman empire.[7] Writing in the mid-sixth century, Procopius stated that after the overthrow of Constantine III in 411, "the Romans never succeeded in recovering Britain, but it remained from that time under tyrants".[8]

An 1130 depiction of Angles, Saxons, and Jutes crossing the sea to Britain equipped with war gear from the Miscellany on the Life of St. Edmund

The Romano-Britons nevertheless called upon the empire to help them fend off attacks from not only the Saxons, but also the Picts and Scoti. A hagiography of Saint Germanus of Auxerre claims that he helped command a defence against an invasion of Picts and Saxons in 429. By about 430 the archaeological record in Britain begins to indicate a relatively rapid melt-down of Roman material culture, and its replacement by Anglo-Saxon material culture. Gildas, writing some generations later, reported that at some time between 445 and 454 the Britons wrote to the Roman military leader Aëtius in Gaul, begging for assistance, with no success. In desperation, an un-named "proud tyrant" subsequently invited Saxons to Britain to help defend it from the Picts and Scots. Gildas recounts how these Saxons, initially stationed in the east, claimed that the British were not providing sufficient monthly supplies. They overran the whole country, and then returned to their home in eastern Britain.[9] After this, the British united successfully under Ambrosius Aurelianus, and struck back. Historian Nick Higham calls this the "War of the Saxon Federates". It ended after the siege at "Mount Badon", the location of which is no longer known.[10]

The work of Gildas was not intended to be a detailed history and gives few historical details. It did not report the year when the Saxons were invited. Possibly referring to some phase of these same events, the Chronica Gallica of 452 records for the year 441: "The British provinces, which to this time had suffered various defeats and misfortunes, are reduced to Saxon rule." However, Bede, an Anglo-Saxon Christian writing centuries later, reasoned that these soldiers arrived only in 449. He is also the oldest surviving source to name the "proud tyrant" as Vortigern. Bede's understanding of these events has been questioned. For example, he reports St Germanus coming to Britain after this conflict began, although he would have been dead by then.[11] The Historia Brittonum, written in the 9th century, gives two different years, but was apparently based on the idea that it happened in 428, possibly based on the real date of the visit of Germanus in 429.[12] In fact, both textual and archaeological evidence indicates that a new "Anglo-Saxon" culture with parallels in northern Germany already became prominent in Britain by the 430s, well before the 450s as reported by Bede.[13] Historians such as Halsall have also pointed out that a Germanic population may have already been present under Roman rule for many years before 430 without this being obvious in the archaeological record, because of the prestige which Roman material culture still had.[14]

Folio 3v from the Petersburg Bede. The Saint Petersburg Bede (Saint Petersburg, National Library of Russia, lat. Q. v. I. 18), a near-contemporary version of the Historia ecclesiastica gentis Anglorum

In Bede's semi-mythical account the call to the "Angle or Saxon nation" (Latin: Anglorum sive Saxonum gens) was initially answered by three boats led by two brothers, Hengist and Horsa ("Stallion and Horse"), and Hengist's son Oisc. Some modern scholars have suggested that both "Hengist" and Oisc may both represent memories of the same person as Ansehis, who was named in the Ravenna Cosmography as the chief of the "Old Saxons" who led his people to Britain.[15] Bede believed that these Saxons had a region assigned to them in the eastern part of Britain.[16] A bigger fleet followed according to him, representing the three most powerful tribes of Germania, the Angles, Saxons, and Jutes, and these were eventually followed by terrifying swarms. In a well-known passage, Bede gave a rough description of the homelands of these three peoples, and described the places in Britain where he believed they had settled:[17]

  • The Saxons came from what Bede called Old Saxony, and settled in Wessex, Sussex and Essex. (Bede also generally used the term "Saxon" as a collective term covering all the earliest Germanic settlers and raiders. Like the Ravenna Cosmography he also used the term "Old Saxons" to distinguish the Saxons of his time who were neighbours of the Franks in Europe.)
  • Jutland, the peninsula containing part of what is now modern Denmark, was the homeland of the Jutes who settled in Kent and the Isle of Wight.
  • The Angles (or English) were from "Anglia", a country which Bede understood to have been emptied by this migration, and which lay between the homelands of the Saxons and Jutes. Anglia is usually interpreted as being near the old Schleswig-Holstein Province (straddling the modern Danish-German border), and containing the modern Angeln. (Bede also used the term English as a collective term for the Anglo-Saxons of his time.)

In another passage Bede clarified that the continental ancestors of the Anglo-Saxons were not really limited to three tribes, or one settlement period. He named pagan peoples still living in Germany (Germania) in the eighth century "from whom the Angles or Saxons, who now inhabit Britain, are known to have derived their origin; for which reason they are still corruptly called "Garmans" by the neighbouring nation of the Britons": the Frisians, the Rugini (possibly from Rügen), the Danes, the "Huns" (Pannonian Avars in this period, whose influence stretched north to Slavic-speaking areas in central Europe), the "old Saxons" (antiqui Saxones), and the "Boructuari" who are presumed to be inhabitants of the old lands of the Bructeri, near the Lippe river.[18]

Another 6th century Roman source contemporary with Gildas is Procopius who however lived and wrote in the Eastern Roman Empire, and expressed doubts about the stories he had heard about events in the west. He states that an island called Brittia, which was supposedly not Britain, was settled by three nations: the Angili, Frissones, and Brittones, each ruled by its own king. Each nation was so prolific that it sent large numbers of individuals every year to the Franks, who planted them in unpopulated regions of their territory. He never mentions the Saxons or Jutes, and the continental relatives of the Angles are named as the Warini, who he believed had a kingdom stretching from the Danube to the Ocean. The historian Michael Jones, says that "Procopius himself, however, betrays doubts about this specific passage, and subsequent details in the chapter undermine its credibility as a clue to sixth-century population in Britain."[19]

Linguistic evidence

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Kenneth Jackson's map showing British river names of Celtic etymology, thought to be a good indicator of the spread of Old English. Area I, where Celtic names are rare and confined to large and medium-sized rivers, shows English-language dominance to c. 500–550; Area II to c. 600; Area III, where even many small streams have Brittonic names to c. 700. In Area IV, Brittonic remained the dominant language 'till at least the Norman Conquest' and river names are overwhelmingly Celtic.[20]

Between the withdrawal of Rome from Britain and the eighth century British Celtic had been fairly thoroughly displaced by the Germanic Old English in the Saxon Kingdoms. This was in marked contrast to experience on the Continent where the invaders adopted the Latin derived languages of the local population.[21] Explaining the rise of Old English is crucial in any account of the Anglo-Saxon settlement of Britain.

Evidence

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Map of place-names between the Firth of Forth and the River Tees: in green, names likely containing Brittonic elements; in red and orange, names likely containing the Old English elements -ham and -ingaham respectively. Brittonic names lie mostly to the north of the Lammermuir and Moorfoot Hills.[22]

All linguistic evidence from Roman Britain suggests that most inhabitants spoke British Celtic and/or British Latin. However, by the eighth century, when extensive evidence for the post-Roman language situation is next available, it is clear that the dominant language in what is now eastern and southern England was Old English, whose West Germanic predecessors were spoken in what is now the Netherlands and northern Germany.[23] Old English then continued spreading westwards and northwards in the ensuing centuries.

Old English shows little obvious influence from Celtic or spoken Latin: there are for example vanishingly few English words of Brittonic origin.[24][25][26] Moreover, except in Cornwall, the vast majority of place-names in England are easily etymologised as Old English (or Old Norse, due to later Viking influence), demonstrating the dominance of English across post-Roman England.[27] Intensive research in recent decades on Celtic toponymy has shown that more names in England and southern Scotland have Brittonic, or occasionally Latin, etymologies than was once thought,[28] but even so, it is clear that Brittonic and Latin place-names in the eastern half of England are extremely rare, and although they are noticeably more common in the western half, they are still a tiny minority─2% in Cheshire, for example.[29]

The incidence of British Celtic personal names in the royal genealogies of a number of "Anglo-Saxon" dynasties such as those of Wessex, Lindsey[30] and Mercia is very suggestive of Saxonisation at an elite level. This is also the case with some bishops, for example four upper-class Northumbrian brothers in the English Church;[31] Chad, Cedd, Cynibil and Caelin with British rather than Anglo-Saxon names.[32][33]

Extensive research is ongoing in the twenty-first century on whether British Celtic did exert subtle influences on Old English,[34] with a 2012 synthesis concluding that 'the evidence for Celtic influence on Old English is somewhat sparse, which only means that it remains elusive, not that it did not exist'.[35]

Debate

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Into the later twentieth century, scholars' usual explanation for the lack of Celtic influence on English, supported by uncritical readings of the accounts of Gildas and Bede, was that Old English became dominant primarily because Germanic-speaking invaders killed, chased away, and/or enslaved the previous inhabitants of the areas that they settled. In recent decades, a few specialists have continued to support this interpretation,[36][37][38] and Peter Schrijver has said that 'to a large extent, it is linguistics that is responsible for thinking in terms of drastic scenarios' about demographic change in late Roman Britain.[39]

'The standard explanation'[40] among experts in the first decades of the twenty-first century, influenced by research in contact linguistics, is that political dominance by a fairly small number of Old English-speakers could have driven large numbers of Britons to adopt Old English while leaving little detectable trace of this language-shift.[41][42] This account demands only small numbers of politically dominant Germanic-speaking migrants to Britain. The collapse of Britain's Roman economy and administrative structures, as well as reducing their cultural prestige, seems to have left Britons living in a technologically similar society to their Anglo-Saxon neighbours, making it unlikely that Anglo-Saxons would need to borrow words for unfamiliar concepts.[43] If Old English became the most prestigious language in a particular region, speakers of other languages may have found it advantageous to become bilingual and, over a few generations, stop speaking the less prestigious languages. A person or household might change language so as to serve an elite, or because it provided some advantage economically or legally,[44] the adoption of the language could in turn lead to a 'retrospective reworking' of kinship ties to the dominant group ultimately leading to the "myths which tied the entire society to immigration as an explanation of their origins in Britain".[45]

Likewise, scholars have posited various mechanisms other than massive demographic change by which pre-migration Celtic place-names could have been lost. Scholars have stressed that Welsh and Cornish place-names from the Roman period seem no more likely to survive than English ones: 'clearly name loss was a Romano-British phenomenon, not just one associated with Anglo-Saxon incomers'.[46][47] Other explanations for the replacement of Roman period place-names include adaptation of Celtic names such that they now seem to come from Old English;[48][49][50][51][52] a more gradual loss of Celtic names than was once assumed;[53][54][55] and new names being coined (in the newly dominant English language) because instability of settlements and land-tenure.[54][55]

Archaeological evidence

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An Anglo-Frisian funerary urn excavated from the Snape ship burial in East Anglia. Item is located in Aldeburgh Moot Hall Museum

Archaeologists seeking to understand evidence for migration and/or acculturation must first get to grips with early Anglo-Saxon archaeology as an "Archaeology of Identity". Guarding against considering one aspect of archaeology in isolation, this concept ensures that different topics are considered together, that previously were considered separately, including gender, age, ethnicity, religion, and status.[56]

The task of interpretation has been hampered by the lack of works of archaeological synthesis for the Anglo-Saxon period in general, and the early period in particular. This is changing, with new works of synthesis and chronology, in particular the work of Catherine Hills and Sam Lucy on the evidence of Spong Hill, which has opened up the possible synthesis with continental material culture and has moved the chronology for the settlement earlier than AD 450, with a significant number of items now in phases before this historically set date.[13]

Understanding the Roman legacy

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Archaeological evidence for the emergence of both a native British identity and the appearance of a Germanic culture in Britain in the 5th and 6th centuries must consider first the period at the end of Roman rule. The collapse of Roman material culture some time in the early 5th century left a gap in the archaeological record that was quite rapidly filled by the intrusive Anglo-Saxon material culture, while the native culture became archaeologically close to invisible—although recent hoards and metal-detector finds show that coin use and imports did not stop abruptly at AD 410.[a][59]

The archaeology of the Roman military systems within Britain is well known but is not well understood: for example, whether the Saxon Shore was defensive or to facilitate the passage of goods. Andrew Pearson suggests that the "Saxon Shore Forts" and other coastal installations played a more significant economic and logistical role than is often appreciated, and that the tradition of Saxon and other continental piracy, based on the name of these forts, is probably a myth.[60]

The archaeology of late Roman (and sub-Roman) Britain has been mainly focused on the elite rather than the peasant and slave: their villas, houses, mosaics, furniture, fittings, and silver plates.[61] This group had a strict code on how their wealth was to be displayed, and this provides a rich material culture, from which "Britons" are identified. There was a large gap between richest and poorest; the trappings of the latter have been the focus of less archaeological study. However the archaeology of the peasant from the 4th and 5th centuries is dominated by "ladder" field systems or enclosures, associated with extended families, and in the South and East of England, the extensive use of timber-built buildings and farmsteads shows a lower level of engagement with Roman building methods than is shown by the houses of the numerically much smaller elite.[62]

Settler evidence

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Romano-British or Anglo-Saxon belt fittings in the Quoit Brooch Style from the Mucking Anglo-Saxon cemetery, early 5th century, using a mainly Roman style for very early Anglo-Saxon clients

Confirmation of the use of Anglo-Saxons as foederati or federate troops has been seen as coming from burials of Anglo-Saxons wearing military equipment of a type issued to late Roman forces, which have been found both in late Roman contexts, such as the Roman cemeteries of Winchester and Colchester, and in purely 'Anglo-Saxon' rural cemeteries like Mucking (Essex),[63] though this was at a settlement used by the Romano-British. The distribution of the earliest Anglo-Saxon sites and place names in close proximity to Roman settlements and roads has been interpreted as showing that initial Anglo-Saxon settlements were being controlled by the Romano-British.[64]

Catherine Hills suggests it is not necessary to see all the early settlers as federate troops, and that this interpretation has been used rather too readily by some archaeologists.[65] A variety of relationships could have existed between Romano-British and incoming Anglo-Saxons. The broader archaeological picture suggests that no one model will explain all the Anglo-Saxon settlements in Britain and that there was considerable regional variation.[66] Settlement density varied within southern and eastern England. Norfolk has more large Anglo-Saxon cemeteries than the neighbouring East Anglian county of Suffolk; eastern Yorkshire (the nucleus of the Anglo-Saxon kingdom of Deira) far more than the rest of Northumbria.[67] The settlers were not all of the same type. Some were indeed warriors who were buried equipped with their weapons, but we should not assume that all of these were invited guests who were to guard Romano-British communities. Possibly some, like the later Viking settlers, may have begun as piratical raiders who later seized land and made permanent settlements. Other settlers seem to have been much humbler people who had few if any weapons and suffered from malnutrition. These were characterised by Sonia Chadwick Hawkes as Germanic 'boat people', refugees from crowded settlements on the North Sea which deteriorating climatic conditions would have made untenable.[68]

Tribal characteristics

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Frankish glass 'claw beaker' 5th–6th century, excavated in Kent

Catherine Hills points out that it is too easy to consider Anglo-Saxon archaeology solely as a study of ethnology and to fail to consider that identity is "less related to an overall Anglo-Saxon ethnicity and more to membership of family or tribe, Christian or pagan, elite or peasant".[69] "Anglo-Saxons" or "Britons" were no more homogeneous than nationalities are today, and they would have exhibited diverse characteristics: male/female, old/young, rich/poor, farmer/warrior—or even Gildas' patria (fellow citizens), cives (indigenous people) and hostes (enemies)—as well as a diversity associated with language. Beyond these, in the early Anglo-Saxon period, identity was local: although people would have known their neighbours, it may have been important to indicate tribal loyalty with details of clothing and especially fasteners.[70] It is sometimes hard in thinking about the period to avoid importing anachronistic 19th-century ideas of nationalism: in fact it is unlikely that people would have thought of themselves as Anglo-Saxon – instead they were part of a tribe or region, descendants of a patron or followers of a leader. It is this identity that archaeological evidence seeks to understand and determine, considering how it might support separate identity groups, or identities that were inter-connected.[71]

Part of a well-furnished pagan-period mixed, inhumation-cremation, cemetery at Alwalton near Peterborough was excavated in 1999. Twenty-eight urned and two unurned cremations dating from between the 5th and 6th centuries, and 34 inhumations, dating from between the late 5th and early 7th centuries, were uncovered. Both cremations and inhumations were provided with pyre or grave goods, and some of the burials were richly furnished. The excavation found evidence for a mixture of practices and symbolic clothing; these reflected local differences that appeared to be associated with tribal or family loyalty. This use of clothing in particular was very symbolic, and distinct differences within groups in the cemetery could be found.[72]

Some recent scholarship has argued, however, that current approaches to the sociology of ethnicity render it extremely difficult, if not impossible, to demonstrate ethnic identity via purely archaeological means, and has thereby rejected the basis for using furnished inhumation or such clothing practices as the use of peplos dress, or particular artistic styles found on artefacts such as those found at Alwalton, for evidence of pagan beliefs, or cultural memories of tribal or ethnic affiliation.[73][74]

Reuse of earlier monuments

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The evidence for monument reuse in the early Anglo-Saxon period reveals a number of significant aspects of the practice. Ancient monuments were one of the most important factors determining the placing of the dead in the early Anglo-Saxon landscape. Anglo-Saxon secondary activity on prehistoric and Roman sites was traditionally explained in practical terms. These explanations, in the view of Howard Williams, failed to account for the numbers and types of monuments and graves (from villas to barrows) reused.[75]

Anglo-Saxon barrow burials started in the late 6th century and continued into the early 8th century. Prehistoric barrows, in particular, have been seen as physical expressions of land claims and links to the ancestors, and John Shephard has extended this interpretation to Anglo-Saxon tumuli.[76] Eva Thäte has emphasised the continental origins of monument reuse in post-Roman England,[77] Howard Williams has suggested that the main purpose of this custom was to give sense to a landscape that the immigrants did not find empty.[75]

In the 7th and 8th centuries, monument reuse became so widespread that it strongly suggests the deliberate location of burials of the elite next to visible monuments of the pre-Saxon past, but with 'ordinary' burial grounds of this phase also frequently being located next to prehistoric barrows. The relative increase of this kind of spatial association from the 5th/6th centuries to the 7th/8th centuries is conspicuous. Williams' analysis of two well-documented samples shows an increase from 32% to 50% of Anglo-Saxon burial sites in the Upper Thames region, and from 47% to 71% of Anglo-Saxon cemeteries excavated since 1945. Härke suggests that one of the contexts for the increasing reuse of monuments may be "the adoption by the natives of the material culture of the dominant immigrants".[78]

Landscape archaeology

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The Anglo-Saxons did not settle in an abandoned landscape on which they imposed new types of settlement and farming, as was once believed. By the late 4th century the English rural landscape was largely cleared and generally occupied by dispersed farms and hamlets, each surrounded by its own fields but often sharing other resources in common (called "infield-outfield cultivation").[79] Such fields, whether of prehistoric or Roman origin, fall into two very general types, found both separately and together: irregular layouts, in which one field after another had been added to an arable hub over many centuries; and regular rectilinear layouts, often roughly following the local topography, that had resulted from the large-scale division of considerable areas of land. Such stability was reversed within a few decades of the 5th century, as early "Anglo-Saxon" farmers, affected both by the collapse of Roman Britain and a climatic deterioration which reached its peak probably around 500, concentrated on subsistence, converting to pasture large areas of previously ploughed land. However, there is little evidence of abandoned arable land.

Evidence across southern and central England increasingly shows the persistence of prehistoric and Roman field layouts into and, in some cases throughout, the Anglo-Saxon period, whether or not such fields were continuously ploughed. Landscapes at Yarnton, Oxfordshire, and Mucking, Essex, remained unchanged throughout the 5th century, while at Barton Court, Oxfordshire, the 'grid of ditched paddocks or closes' of a Roman villa estate formed a general framework for the Anglo-Saxon settlement there.[80] Similar evidence has been found at Sutton Courtenay, Berkshire.[81] The Romano-British fields at Church Down in Chalton and Catherington, both in Hampshire, Bow Brickhill, Buckinghamshire, and Havering, Essex, were all ploughed as late as the 7th century.[82][83]

Susan Oosthuizen has taken this further and establishes evidence that aspects of the "collective organisation of arable cultivation appear to find an echo in fields of pre-historic and Roman Britain":[84] in particular, the open field systems, shared between a number of cultivators but cropped individually; the link between arable holdings and rights to common pasture land; in structures of governance and the duty to pay some of the surplus to the local overlord, whether in rent or duty. Together these reveal that kinship ties and social relations were continuous across the 5th and 6th centuries, with no evidence of the uniformity or destruction, imposed by lords, the savage action of invaders or system collapse. This has implications on how later developments are considered, such as the developments in the 7th and 8th centuries.

Landscape studies draw upon a variety of topographical, archaeological and written sources. There are major problems in trying to relate Anglo-Saxon charter boundaries to those of Roman estates for which there are no written records, and by the end of the Anglo-Saxon period there had been major changes to the organisation of the landscape which can obscure earlier arrangements.[85] Interpretation is also hindered by uncertainty about late Roman administrative arrangements. Nevertheless, studies carried out throughout the country, in "British" as well as "Anglo-Saxon" areas, have found examples of continuity of territorial boundaries where, for instance, Roman villa estate boundaries seem to have been identical with those of medieval estates, as delineated in early charters, though settlement sites within the defined territory might shift.[86] What we see in these examples is probably continuity of the estate or territory as a unit of administration rather than one of exploitation.[87] Although the upper level of Roman administration based on towns seems to have disappeared during the 5th century, a subsidiary system based on subdivisions of the countryside may have continued.[88]

The basis of the internal organisation of both the Anglo-Saxon kingdoms and those of their Celtic neighbours was a large rural territory which contained a number of subsidiary settlements dependent upon a central residence which the Anglo-Saxons called a villa in Latin and a tūn in Old English. These developments suggest that the basic infrastructure of the early Anglo-Saxon local administration (or the settlement of early kings or earls) was inherited from late Roman or Sub-Roman Britain.[89]

Distribution of settlements

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There are a number of difficulties in recognising early Anglo-Saxon settlements as migrant settlers. This in part is because most early rural Anglo-Saxon sites have yielded few finds other than pottery and bone. The use of aerial photography does not yield easily identifiable settlements, partly due to the dispersed nature of many of these settlements.[90]

The distribution of known settlements also remains elusive with few settlements found in the West Midlands or North-West. Even in Kent, an area of rich early Anglo-Saxon archaeology, the number of excavated settlements is fewer than expected. However, in contrast the counties of Northamptonshire, Oxfordshire, Suffolk and Cambridgeshire are relatively rich in early settlements. These have revealed a tendency for early Anglo-Saxon settlements to be on the light soils associated with river terraces.[90]

Many of the inland settlements are on rivers that had been major navigation routes during the Roman era.[91][92] These sites, such as Dorchester on Thames on the upper Thames, were readily accessible by the shallow-draught, clinker-built boats used by the Anglo-Saxons. The same is true of the settlements along the rivers Ouse, Trent, Witham, Nene and along the marshy lower Thames. Less well known due to a dearth of physical evidence but attested by surviving place names, there were Jutish settlements on the Isle of Wight and the nearby southern coast of Hampshire.

A number of Anglo-Saxon settlements are located near or at Roman-era towns, but the question of simultaneous town occupation by the Romano-Britons and a nearby Anglo-Saxon settlement (i.e., suggesting a relationship) is not confirmed. At Roman Caistor-by-Norwich, for example, recent analysis suggests that the cemetery post-dates the town's virtual abandonment.[93]

Cemetery evidence

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Early cemeteries of possible Settler origin

The earliest cemeteries that can be classified as Anglo-Saxon are found in widely separate regions and are dated to the early 5th century.[94] The exception is in Kent, where the density of cemeteries and artefacts suggest either an exceptionally heavy Anglo-Saxon settlement, or continued settlement beginning at an early date, or both. By the late 5th century there were additional Anglo-Saxon cemeteries, some of them adjacent to earlier ones, but with a large expansion in other areas, and now including the southern coast of Sussex.[95]

Up to the year 2000, roughly 10,000 early 'Anglo-Saxon' cremations and inhumations had been found, exhibiting a large degree of diversity in styles and types of mortuary ritual.[96] This is consistent with evidence for many micro cultures and local practice. Cemetery evidence is still dominated by the material culture: finds of clothes, jewellery, weapons, pots, and personal items; but physical and molecular evidence from skeletons, bones, and teeth are increasingly important.

Considering the early cemeteries of Kent, most relevant finds come from furnished graves with distinctive links to the Continent. However, there are some unique items, these include pots and urns and especially brooches,[97] an important element of female dress that functioned as a fastener, rather like a modern safety pin. The style of brooches (called Quoits), is unique to southern England in the fifth century AD, with the greatest concentration of such items occurring in Kent. Seiichi Suzuki defines the style through an analysis of its design organisation, and, by comparing it with near-contemporary styles in Britain and on the continent, identifying those features which make it unique. He suggests that the quoit brooch style was made and remade as part of the process of construction of new group identities during the political uncertainties of the time, and sets the development of the style in the context of the socio-cultural dynamics of an emergent post-Roman society. The brooch shows that culture was not just transposed from the continent, but from an early phase a new "Anglo-Saxon" culture was being developed.[97]

Women's fashions (native costumes not thought to have been trade goods), have been used to distinguish and identify settlers,[98] supplemented by other finds that can be related to specific regions of the Continent. A large number of Frankish artefacts have been found in Kent, and these are largely interpreted to be a reflection of trade and commerce rather than early migration. Yorke (Wessex in the Early Middle Ages, 1995), for example, only allows that some Frankish settlement is possible.[99] Frankish sea raiding was recorded as early as 260[100] and became common for the next century, but their raids on Britain ended c. 367[101] as Frankish interest turned southward and was thereafter focused on the control and occupation of northern Gaul and Germania.

The presence of artefacts that are identifiably North Germanic along the coastal areas between the Humber Estuary and East Anglia indicates that Scandinavians migrated to Britain.[102][103][104][105] However, this does not suggest that they arrived at the same time as the Angles: they may have arrived almost a century later,[105][106] and their status and influence upon arrival is uncertain. In particular, regarding a significant Swedish influence in association with the Sutton Hoo ship and a Swedish origin for the East Anglian Wuffinga dynasty, both possibilities are now considered uncertain.[107]

The process of mixing and assimilation of immigrant and native populations is virtually impossible to elucidate with material culture, but the skeletal evidence may shed some light on it. The 7th/8th-century average stature of male individuals in Anglo-Saxon cemeteries dropped by 15 mm (58 in) compared with the 5th/6th-century average.[108] This development is most marked in Wessex where the average dropped by 24 mm (1 in).[109] This drop is not easily explained by environmental changes; there is no evidence for a change in diet in the 7th/8th centuries, nor is there any evidence of a further influx of immigrants at this time. Given the lower average stature of Britons, the most likely explanation would be a gradual Saxonisation or Anglicisation of the material culture of native enclaves, an increasing assimilation of native populations into Anglo-Saxon communities, and increasing intermarriage between immigrants and natives within Anglo-Saxon populations. Skeletal material from the Late Roman and Early Anglo-Saxon period from Hampshire was directly compared. It was concluded that the physical type represented in urban Roman burials, was not annihilated nor did it die-out, but it continued to be well represented in subsequent burials of Anglo-Saxon date.[110]

At Stretton-on-Fosse II (Warwickshire), located on the western fringes of the early Anglo-Saxon settlement area, the proportion of male adults with weapons is 82%, well above the average in southern England. Cemetery II, the Anglo-Saxon burial site, is immediately adjacent to two Romano-British cemeteries, Stretton-on-Fosse I and III, the latter only 60 metres (200 feet) away from Anglo-Saxon burials. Continuity of the native female population at this site has been inferred from the continuity of textile techniques (unusual in the transition from the Romano-British to the Anglo-Saxon periods), and by the continuity of epigenetic traits from the Roman to the Anglo-Saxon burials. At the same time, the skeletal evidence demonstrates the appearance in the post-Roman period of a new physical type of males who are more slender and taller than the men in the adjacent Romano-British cemeteries.[111] Taken together, the observations suggest the influx of a group of males, probably most or all of them Germanic, who took control of the local community and married native women. It is not easy to confirm such cases of 'warband' settlement in the absence of detailed skeletal, and other complementary, information, but assuming that such cases are indicated by very high proportions of weapon burials, this type of settlement was much less frequent than the kin group model.[78]

Higham outlines the main questions:

"It is fairly clear that most Anglo-Saxon cemeteries are unrepresentative of the whole population, and particularly the whole age range. This was, therefore, a community which made decisions about the disposal of the dead based upon various factors, but at those we can barely guess. Was the inclusion of some but not all individuals subject to political control, or cultural screening? Was this a mark of ethnicity or did it represent a particular kinship, real or constructed, or the adherents of a particular cult? Was it status specific, with the rural proletariat – who would have been the vast majority of the population – perhaps excluded? So are many of these cemeteries associated with specific, high-status households and weighted particularly towards adult members? We do not know, but the commitment of particular parts of the community to an imported and in some senses 'Germanic', cremation ritual does seem to have been considerable, and is something which requires explanation."[112]

Genetic evidence

[edit]

Researchers have employed various forms of molecular evidence to investigate the relative importance of immigration, the acculturation of natives and inter-marriage in the creation of Anglo-Saxon England.

Ancient whole genome DNA studies

[edit]

A 2022 study focusing specifically on the question of the Anglo-Saxon settlement sampled 460 individuals from England, Ireland, the Netherlands, Germany and Denmark, dated between approximately 200 and 1300 CE, and compared these with other modern and ancient sample sets. The authors estimate that between 25% and 47% of present-day English DNA derives from Anglo-Saxon migrants, with significant regional variations ― lower in the west, and highest in Sussex, the East Midlands and East Anglia.[113] The study concluded that in eastern England, large-scale immigration, including both men and women, occurred in the post-Roman era. The early medieval individuals sampled in the study (from central and eastern England) derived 76% of their ancestry on average from a population matching early medieval people from the area stretching from northern Netherlands through northern Germany to Denmark, with many samples having no admixture. There were also instances of such people living together and mixing with individuals with 100% local ancestry, who were genetically similar to modern and medieval Irish, Welsh and Scottish people. Duncan Sayer, one of the authors of the study, commented: "What [this data] says is, yes, there is mass migration. You can't argue with that any more. So what we could do is start to talk about what that migration actually is and who the people are and how they interact and how they build communities."[114]

A 2020 study, which used DNA from hundreds of Viking-era burials in various regions across Europe, found that modern English samples showed a 38% genetic contribution on average from a native British "North Atlantic" population and a 37% contribution from a Danish-like population. The researchers estimated that up to 6% of the latter signature could have been derived from Danish Vikings, with the rest being attributed to the Anglo-Saxons.[115]

A 2018 study, focused on the genetics of Ireland, combined the ancient data from both of earlier studies and compared it to a large number of modern samples from across Britain and Ireland. This study found that modern southern, central and eastern English populations were of "a predominantly Anglo-Saxon-like ancestry", while those from northern and southwestern England had a greater degree of indigenous origin.[116]

In 2016, through the investigation of burials in Cambridgeshire using ancient DNA techniques, researchers found evidence of intermarriage in the earliest phase of Anglo-Saxon settlement. The highest status grave of the burials investigated, as evidenced by the associated goods, was that of a female of local, British, origins; two other women were of Anglo-Saxon origin, and another showed signs of mixed ancestry. People of native, immigrant, and mixed ancestry were buried in the same cemetery, with grave goods from the same material culture, without any discernible distinction. The authors remark that their results run contrary to previous theories that have postulated strict reproductive segregation between natives and incomers. By studying rare alleles and employing whole genome sequencing, it was claimed that the continental and insular origins of the ancient remains could be discriminated, and it was calculated that a range of 25–40% of the ancestry of modern Britons is attributable to continental 'Anglo-Saxon' origins. The breakdown of the estimates given in this work into the modern populations of Britain determined that the population of eastern England is consistent with 38% Anglo-Saxon ancestry on average, with a large spread from 25 to 50%, and the Welsh and Scottish samples are consistent with 30% Anglo-Saxon ancestry on average, again with a large spread. The study also found that there is a small but significant difference between the mean values in the three modern British sample groups, with East English samples sharing slightly more alleles with the Dutch, and Scottish samples looking more like the Iron Age (Celtic) samples.[117][118]

Another 2016 study analyzed nine ancient genomes of individuals from northern Britain, with seven from a Roman-era cemetery in York, and the others from earlier Iron-Age and later Anglo-Saxon burials. Six of the Roman genomes showed affinity with modern British Celtic populations, such as the Welsh, but were significantly different from eastern English samples. They also were similar to the earlier Iron-Age genome, suggesting population continuity, but differed from the later Anglo-Saxon genome, which was found to be similar to the samples from East Anglia, as well as other Anglo-Saxon era burials in Cambridgeshire (see above).[119] This pattern was found to support a profound impact of migrations in the Anglo-Saxon period. The authors commented that the English population showed variation, with samples from the east and south showing greater similarity with the Anglo-Saxon burials and those in the north and west being closer to the Roman and Iron Age burials.[120]

Modern population studies

[edit]

A major study in 2015 by Leslie et al. on "The fine scale genetic structure of the British population" revealed regional patterns of genetic differentiation, with genetic clusters reflecting historical demographic events and sometimes corresponding to the geographic boundaries of historical polities. Based on two separate analyses, the study found clear evidence in modern England of the Anglo-Saxon migration and identified the regions not carrying genetic material from these migrations. The authors argued that the proportion of "Saxon" ancestry in Central/Southern England was probably in the range 10%–40%. Additionally, in the "non-Saxon" parts of the UK they found various genetic subgroups rather than a homogenous "Celtic" population.[121]

Isotope analysis

[edit]

Isotope analysis has begun to be employed to help answer the uncertainties regarding Anglo-Saxon migration; this can indicate whether an individual had always lived near his burial location. However, such studies cannot clearly distinguish ancestry. Thus, a descendant of migrants born in Britain would appear indistinguishable from somebody of native British origin.[78]

Strontium data in a 5th–7th-century cemetery in West Heslerton implied the presence of two groups: one of "local" and one of "nonlocal" origin. Although the study suggested that they could not define the limits of local variation and identify immigrants with confidence, they could give a useful account of the issues.[122] Oxygen and strontium isotope data in an early Anglo-Saxon cemetery at Wally Corner, Berinsfield in the Upper Thames Valley, Oxfordshire, found only 5.3% of the sample originating from continental Europe, supporting the hypothesis of acculturation. Furthermore, they found that there was no change in this pattern over time, except amongst some females.[123] Another isotope test, conducted in 2018 from skeletons found near Eastbourne in Sussex, concluded that neither the traditional invasion model nor the elite acculturation model was applicable. The study found a large number of migrants, both male and female, who seemed to be less wealthy than the natives. There was evidence of continued migration throughout the early Anglo-Saxon period.[124]

Another isotopic method has been employed to investigate whether protein sources in human diets in the early Anglo-Saxon varied with geographic location, or with respect to age or sex. This would provide evidence for social advantage. The results suggest that protein sources varied little according to geographic location and that terrestrial foods dominated at all locations.[125]

Y-chromosome evidence

[edit]

Many of the earliest attempts to examine the ancestry of British people using molecular evidence looked at Y chromosome DNA. Inheritance of sex-specific elements of the human genome allows the study of separate female-only and male-only lineages, using mitochondrial DNA and Y-chromosome DNA, respectively.[126] Mitochondrial DNA ("mtDNA") and Y-chromosome DNA differ from the DNA of diploid nuclear chromosomes in that they are not formed from the combination of both parents' genes. Rather, males inherit the Y-chromosome directly from their fathers, and both sexes inherit mtDNA directly from their mothers. Consequently, they preserve a genetic record from person to descendant that is altered only through mutation.

Map of Y-chromosome distribution from data derived from "Y chromosome evidence for Anglo-Saxon mass migration" by Weale et al. (2002)

An examination of Y-chromosome variation, sampled in an east–west transect across England and Wales, was compared with similar samples taken in Friesland (East and West Fresia). It was selected for the study due to it being regarded as a source of Anglo-Saxon migrants, and because of the similarities between Old English and Frisian. Samples from Norway were also selected, as this is a source of the later Viking migrations. It found that in England, in small population samples, 50% to 100% of paternal genetic inheritance was derived from people originating in the Germanic coastlands of the North Sea.[127]

Other research, also published in 2003 taken from a larger sample population and from more UK populations suggested that in southernmost England including Kent, continental (North German and Danish) paternal genetic input ranged between 25% and 45%, with a mean of 37%. East Anglia, the East Midlands, and Yorkshire all had over 50%. Across the latter much Viking settlement is attested. The study could not distinguish between North German and Danish populations, thus the relative proportions of genetic input derived from the Anglo-Saxon settlements and later Danish Viking colonisation could not be ascertained.[128] The mean value of Germanic genetic input in this study was calculated at 54 per cent.[129]

A paper by Thomas et al. developed an "apartheid-like social structure" theory to explain how a small proportion of settlers could have made a larger contribution to the modern gene pool.[130] This view has been criticized by JE Pattison, who suggested that the Y-chromosome evidence could still support the idea of a small settlement of people without the apartheid-like structures.[131] It has been proposed, too, that the genetic similarities between people on either side of the North Sea may reflect a cumulative process of population movement, possibly beginning well before the historically attested formation of the Anglo-Saxons or the invasions of the Vikings.[132] The 'apartheid theory' has received a considerable body of critical comment, especially the genetic studies from which it derives its rationale. Problems with the design of Weale's study and the level of historical naïveté evidenced by some population genetics studies have been particularly highlighted.[133][134][135][136][137]

Stephen Oppenheimer reviewed the Weale and Capelli studies and suggested that correlations of gene frequency mean nothing without a knowledge of the genetic prehistory of the regions in question. His criticism of these studies is that they generated models based on the historical evidence of Gildas and Procopius, and then selected methodologies to test against these populations. Weale's transect spotlights that Belgium is further west in the genetic map than North Walsham, Asbourne and Friesland. In Oppenheimer's view, this is evidence that the Belgae and other continental people – and hence continental genetic markers indistinguishable from those ascribed to Anglo-Saxons – arrived earlier and were already strong in the 5th century in particular regions or areas.[138] Oppenheimer, basing his research on the Weale and Capelli studies, maintains that none of the invasions following the Romans have had a significant impact on the gene pool of the British Isles, and that the inhabitants from prehistoric times belong to an Iberian genetic grouping. He says that most people in the British Isles are genetically similar to the Basque people of northern Spain and southwestern France, from 90% in Wales to 66% in East Anglia.[138] Oppenheimer suggests that the division between the West and the East of England is not due to the Anglo-Saxon invasion but originates with two main routes of genetic flow – one up the Atlantic coast, the other from neighbouring areas of Continental Europe – which occurred just after the Last Glacial Maximum.[138] Bryan Sykes, a former geneticist at Oxford University, came to fairly similar conclusions as Oppenheimer.

More recent work has challenged the theories of Oppenheimer and Sykes. David Reich's Harvard laboratory found that the Bell Beaker People from the Lower Rhine had little genetic relation to the Iberians or other southern Europeans. The Beaker Complex to Britain was associated with a replacement of ~90% of Britain's gene pool within a few hundred years, continuing the east-to-west expansion that had brought Steppe-related ancestry into central and northern Europe 400 years earlier.[139] Modern autosomal genetic clustering is testament to this fact, as the British and Irish cluster genetically very closely with other North European populations, rather than Iberians, Galicians, Basques or those from the south of France.[140][141] Further, more recent research (see below) has broadly supported the idea that genetic differences between the English and the Welsh have origins in the settlement of the Anglo-Saxons rather than prehistoric migration events.

Criticism

[edit]

Some scholars have questioned whether it is legitimate to conflate ethnic and cultural identity with patterns highlighted by molecular evidence at all.[142][143][144] A 2018 editorial for Nature argued[145] that simplistic use of this category of data risks resembling the 'Culture-History' model of archaeological scholarship deployed in the early twentieth century, but which many present-day archaeologists consider to be problematic: for example the question of whether "Germanic" peoples can be considered to have shared any form of cultural or ethnic unity outside of their construction in Roman ethnography is far from settled, with some scholars expressing doubt that "Germanic" peoples had any strong sense of cultural affinity outside of speaking languages in the same language family.[146]

Migration and acculturation theories

[edit]
Possible routes of Anglo-Saxon migration in the 5th/6th centuries

Various scholars have used a synthesis of evidence to present models to suggest an answer to the questions that surround the Anglo-Saxon settlement. These questions include how many migrants there were, when the Anglo-Saxons gained political ascendency, and what happened to the Romano-British people in the areas they took over. The later Anglo-Saxons were a mix of invaders, migrants and acculturated indigenous people. The ratios and relationships between these formative elements at the time of the Anglo-Saxon settlement are the subject of enquiry. The traditional interpretation of the settlement of Britain has been subject to profound reappraisal, with scholars embracing the evidence for both migration and acculturation. Heinrich Härke explains the nature of this agreement:

It is now widely accepted that the Anglo-Saxons were not just transplanted Germanic invaders and settlers from the Continent, but the outcome of insular interactions and changes. But we are still lacking explicit models that suggest how this ethnogenetic process might have worked in concrete terms.[78]

Estimating continental migrants' numbers

[edit]

Scholars have not reached a consensus on the number of migrants who entered Britain in this period, with estimates ranging between 20,000[147] and 200,000.[148] A computer simulation showed that a migration of 250,000 people from mainland Europe could have been accomplished in 38 years.[78] Recent genetic and isotope studies have suggested that the migration, which included both men and women, continued over several centuries,[149][150] possibly allowing for significantly more new arrivals than has been previously thought. By around 500, communities of Anglo-Saxons were established in southern and eastern Britain.[151]

Härke and Michael Wood estimate that the British population in the area that eventually became Anglo-Saxon England was around one million by the start of the fifth century;[78][152] however, what happened to the Britons has been debated. The traditional explanation for their archaeological and linguistic invisibility[153] is that the Anglo-Saxons either killed them or drove them to the mountainous fringes of Britain, a view broadly supported by the few available sources from the period. However, there is evidence of continuity in the systems of landscape and local governance,[154] decreasing the likelihood of such a cataclysmic event, at least in parts of England. Thus, scholars have suggested other, less violent explanations by which the culture of the Anglo-Saxons, whose core area of large-scale settlement was likely restricted to what is now southeastern England, East Anglia and Lincolnshire,[155][156][157][158] could have come to be ubiquitous across lowland Britain. Härke has posited a scenario in which the Anglo-Saxons, in expanding westward, outbred the Britons, eventually reaching a point where their descendants made up a larger share of the population of what was to become England.[78] It has also been proposed that the Britons were disproportionately affected by plagues arriving through Roman trade links, which, combined with a large emigration to Armorica,[155][159] could have substantially decreased their numbers.[158][160][161]

The Tribal Hidage, from an edition of Henry Spelman's Glossarium Archaiologicum

Even so, there is general agreement that the kingdoms of Wessex, Mercia and Northumbria housed significant numbers of Britons.[162] Härke states that "it is widely accepted that in the north of England, the native population survived to a greater extent than in the south," and that in Bernicia, "a small group of immigrants may have replaced the native British elite and took over the kingdom as a going concern."[78] Evidence for the natives in Wessex, meanwhile, can be seen in the late seventh century laws of King Ine, which gave them fewer rights and a lower status than the Saxons.[163] This might have provided an incentive for Britons in the kingdom to adopt Anglo-Saxon culture. Higham points out that "in circumstances where freedom at law, acceptance with the kindred, access to patronage, and the use and possession of weapons were all exclusive to those who could claim Germanic descent, then speaking Old English without Latin or Brittonic inflection had considerable value."[164]

There is evidence for a British influence on the emerging Anglo-Saxon elite classes. The Wessex royal line was traditionally founded by a man named Cerdic, an undoubtedly Celtic name cognate to Ceretic (the name of two British kings, ultimately derived from *Corotīcos). This may indicate that Cerdic was a native Briton and that his dynasty became anglicised over time.[165][166] A number of Cerdic's alleged descendants also possessed Celtic names, including the 'Bretwalda' Ceawlin.[167] The last man in this dynasty to have a Brittonic name was King Caedwalla, who died as late as 689.[168] In Mercia, too, several kings bear seemingly Celtic names, most notably Penda.[169] As far east as Lindsey, the Celtic name Caedbaed appears in the list of kings.[170]

Recent genetic studies, based on data collected from skeletons found in Iron Age, Roman and Anglo-Saxon era burials, have concluded that the ancestry of the modern English population contains large contributions from both Anglo-Saxon migrants and Romano-British natives.[171][172][173]

Knowing the number of migrants who came from the continent provides a context from which scholars can build an interpretation framework and understanding of the events of the 5th and 6th centuries. Robert Hedges in discussing this point observes that "archaeological evidence only addresses these issues indirectly."[174] The traditional methodology used by archaeology to estimate the number of migrants starts with a figure for the population in Roman Britannia in the 3rd and 4th centuries. This is usually estimated at between 2 and 4 million.[175] From this figure, Heinrich Härke and Michael Wood have argued that taking into account declines associated with political collapses, the population of what was to become Anglo-Saxon England had fallen to 1 million by the fifth century.[78][176]

Within 200 years of their first arrival, the settlement density has been established as an Anglo-Saxon village every 2–5 kilometres (1.2–3.1 miles), in the areas where evidence has been gathered.[177] Given that these settlements are typically of around 50 people, this implies an Anglo-Saxon population in southern and eastern England of 250,000. The number of migrants therefore depends on the population increase variable. If the population rose by 1 per cent per year (slightly less than the present world population growth rate), this would suggest a migrant figure of 30,000. However, if the population rose by 2 per cent per year (similar to India in the last 20 years), the migrant figure would be closer to 5,000.[174] The excavations at Spong Hill revealed over 2,000 cremations and inhumations in what is a very large early cemetery. However, when the period of use is taken into account (over 200 years) and its size, it is presumed to be a major cemetery for the entire area and not just one village; such findings point to a smaller rather than larger number of original immigrants, possibly around 20,000.[178]

Härke concluded that "most of the biological and cultural evidence points to a minority immigration on the scale of 10 to 20% of the native population. The immigration itself was not a single 'invasion', but rather a series of intrusions and immigrations over a considerable period, differing from region to region, and changing over time even within regions. The total immigrant population may have numbered somewhere between 100,000 and 200,000 over about a century, but the geographical variations in numbers, and in social and ethnic composition, should have led to a variety of settlement processes."[78]

However, there is a discrepancy between, on the one hand, some archaeological and historical ideas about the scale of the Anglo-Saxon immigration, and on the other, estimates of the genetic contribution of the Anglo-Saxon immigrants to the modern English gene pool (see "Molecular evidence" above). Härke, Mark Thomas, and Michael Stumpf created a statistical study of those who held the "migrant" Y chromosomes and those that did not, and examined the effect of differential reproductive success between those groups, coupled with limited intermarriage between the groups, on the spread of the genetic variant to discover whether the levels of migration needed to meet a 50% contribution to the modern gene pool had been attained. Their findings demonstrated that a genetic pool can rise from less than 5% to more than 50% in as little as 200 years with the addition of a slight increase in reproduction advantage of 1.8 (meaning a ratio 51.8 to 50) and restricting the amount of female (migrant genes) and male (indigenous genes) inter-breeding to at most 10%.[130]

Generally, however, the problems associated with seeking estimates for the population before AD 1089 were set out by Thomas, Stumpf, and Härke, who write that "incidental reports of numbers of immigrants are notoriously unreliable, and absolute numbers of immigrants before the Norman period can only be calculated as a proportion of the estimated overall population."[179] Recent isotope and genetic evidence[180][181] has suggested that migration continued over several centuries, possibly allowing for significantly more new arrivals than has been previously thought.

Saxon political ascendancy in Britain

[edit]
Probable areas for Saxon settler communities

A re-evaluation of the traditional picture of decay and dissolution in post-Roman Britain has occurred, with sub-Roman Britain being thought to have been more a part of the Late Antique world of western Europe than was customary a half century ago.[182] As part of this re-evaluation some suggest that sub-Roman Britain, in its entirety, retained a significant political, economic and military momentum across the fifth century and even the bulk of the sixth. This in large part stems from attempts to develop visions of British success against the incoming Anglo-Saxons, as suggested by the Chronicles which were written in the ninth and mid-tenth century. However, recent scholarship has contested the extent to which either can be credited with any level of historicity regarding the decades around AD 500.[183]

The representation of long-lasting British triumphs against the Saxons appears in large parts of the Chronicles, but stems ultimately from Gildas's brief and elusive reference to a British victory at Mons Badonicus – Mount Badon (see historical evidence above). Higham suggests that the war between Britons and Saxons seems to have ended in some sort of compromise, which conceded a very considerable sphere of influence within Britain to the incomers. Kenneth Dark, on the other hand, has argued for a continuation of British political, cultural and military power well into the latter part of the sixth century, even in the eastern part of the country. Dark's argument rests on the very uneven distribution of Anglo-Saxon cemeteries and the proposition that large gaps in that distribution necessarily represent strong British polities which excluded Anglo-Saxon settlers by force.[184] Cremation cemeteries in eastern Britain north of the Thames begin during the second quarter of the fifth century,[185] backed up by new archaeological phases before 450 (see Archaeological evidence above). The chronology of this "adventus" of cremations is supported by the Gallic Chronicle of 452, which states that wide parts of Britain fell under Saxon rule in 441.

Romano-Britons' fate in the south-east

[edit]

Multiple theories have been proposed as to the reason behind the invisibility of the Romano-Britons in the archaeological and historical records of the Anglo-Saxon period.

One theory, first set out by Edward Augustus Freeman, suggests that the Anglo-Saxons and the Britons were competing cultures, and that through invasion, extermination, slavery, and forced resettlement the Anglo-Saxons defeated the Britons and consequently their culture and language prevailed.[186] This view has influenced much of the scholarly and popular perceptions of the process of anglicisation in Britain. It remains the starting point and 'default position', to which other hypotheses are compared in modern reviews of the evidence.[187] Widespread extermination and displacement of the native peoples of Britain is still considered a viable possibility by a number of scholars.[188][189][190] Such a view is broadly supported by the linguistic and toponymic evidence, as well as the few primary sources from the time.

Another theory has challenged this view and proposes that the Anglo-Saxon migration was an elite takeover, similar to the Norman Conquest, rather than a large-scale migration, and that the bulk of the population was composed of Britons who adopted the culture of the conquerors. Bryan Ward-Perkins argues that while "culturally, the later Anglo-Saxons and English did emerge as remarkably un-British, ... their genetic, biological make-up is none the less likely to have been substantially, indeed predominantly, British".[191] Within this theory, two processes leading to Anglo-Saxonisation have been proposed. One is similar to culture changes observed in Russia, North Africa and parts of the Islamic world, where a politically and socially powerful minority culture becomes, over a rather short period, adopted by a settled majority.[192] This process is usually termed 'elite dominance'.The second process is explained through incentives, such as the wergild outlined in the law code of Ine of Wessex. The wergild of an Englishman was set at a value twice that of a Briton of similar wealth. However, some Britons could be very prosperous and own five hides of land, which gave thegn-like status, with a wergild of 600 shillings.[193] Ine set down requirements to prove guilt or innocence, both for his English subjects and for his British subjects, who were termed 'foreigners/wealas' ('Welshmen').[194] The difference in status between the Anglo-Saxons and Britons could have produced an incentive for a Briton to become Anglo-Saxon or at least English speaking.[130]

While most scholars currently accept a degree of population continuity from the Roman period, this view has not gone without criticism. Stefan Burmeister notes that "to all appearances, the settlement was carried out by small, agriculturally-oriented kinship groups. This process corresponds most closely with a classic settler model. The absence of early evidence of a socially demarcated elite underscores the supposition that such an elite did not play a substantial role. Rich burials such as are well-known from Denmark have no counterparts in England until the 6th century."[195] Richard Coates points out that linguistically, "the case of the Britons in England appears consistent with the withdrawal of speakers of the previously dominant language, rather than the assimilation of the dominant classes by the incomers."[196]

Several theories have been proposed by which numbers of native Britons could have been lowered without resorting to violent means. There is linguistic and historical evidence for a significant movement of Brittonic-speakers to Armorica, which became known as Brittany.[197][198] Meanwhile, it has been speculated that plagues arriving through Roman trade links could have disproportionately affected the Britons.[199][200][201]

Regional variation in settlement patterns

[edit]

In recent years, scholars have sought to combine elements of the mass migration and elite dominance models, emphasizing that no single explanation can be used to account for cultural change across the entirety of England. Heinrich Härke writes that "the Anglo-Saxon migration [was] a process rather than an event, with implications for variations of the process over time, resulting in chronological and geographical diversity of immigrant groups, their origins, composition, sizes and settlement areas in Britain. These variations are, to a certain extent, reported in the written sources."[78] According to Toby Martin, "Regional variation may well provide the key to resolution, with something more akin to mass migration in the south-east, gradually spreading into elite dominance in the north and west."[202] This view has support in the toponymic evidence. In the southeastern counties of England, Brittonic place names are nearly nonexistent, but moving north and west, they gradually increase in frequency.[203]

East Anglia has been identified by a number of scholars, including Härke, Martin, Catherine Hills, and Kenneth Dark, as a region in which a large-scale continental migration occurred,[78][204][205] possibly following a period of depopulation in the fourth century.[206] Lincolnshire has also been cited by Hills and Martin as a key centre of early settlement from the continent.[204][205] Alexander Mirrington argues that in Essex, the cultural change seen in the archaeological record is so complete that "a migration of a large number of people is the most logical and least extreme solution."[207] In Kent, according to Sue Harrington and Stuart Brookes, "the weight of archaeological evidence and that from literary sources favours migrations" as the main reason for cultural change.[208]

Immigration into the area that was to become Wessex occurred from both the south coast and the Upper Thames valley. The earlier, southern settlements may have been more prosaic than descriptions in the Anglo-Saxon Chronicle imply. Jillian Hawkins suggests that powerful Romano-British trading ports around the Solent were able to direct significant numbers of Germanic settlers inland into areas such as the Meon valley, where they formed their own communities.[209] In areas that were settled from the Thames, different processes may have been at play, with the Germanic immigrants holding a greater degree of power. Bruce Eagles argues that the later population of areas such as Wiltshire would have included large numbers of Britons who had adopted the culture of the socially dominant Saxons, while also noting that "it seems reasonable to consider that there must have been sufficient numbers of widely dispersed immigrants to bring about this situation in a relatively short space of time."[210]

In the northern kingdom of Bernicia, however, Härke states that "a small group of immigrants may have replaced the native British elite and took over the kingdom as a going concern."[78] Linguist Frederik Kortlandt agrees, commenting that in this region "there was a noticeable Celtic contribution to art, culture and possibly socio-military organization. It appears that the immigrants took over the institutions of the local population here."[211] In a study of place names in northeastern England and southern Scotland, Bethany Fox concluded that the immigration that did occur in this region was centred on the river valleys, such as those of the Tyne and the Tweed, with the Britons moving to the less fertile hill country and becoming acculturated over a longer period.[212]

See also

[edit]

Notes

[edit]
  1. ^ Helen Cool investigates late assemblages, in her paper, from the period between the end of the Roman occupation and the Anglo-Saxon period. It lists all assemblages, that were known, at the time of publication of the paper.[57] Simon Esmonde Cleary attempts to characterise and analyse the change in the nature of the archaeological record in England in the mid-first millennium AD. [58]

Citations

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  2. ^ Springer, Matthias (2004), Die Sachsen, pp. 32–42
  3. ^ Springer, Matthias (2004), Die Sachsen, pp. 33–35
  4. ^ Springer, Matthias (2004), Die Sachsen, p. 36
  5. ^ Drinkwater, John F. (2023), "The 'Saxon Shore' Reconsidered", Britannia, 54: 275–303, doi:10.1017/S0068113X23000193
  6. ^ Halsall 2013, p. 218.
  7. ^ Halsall 2013, p. 13.
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  9. ^ Gildas (1899), The Ruin of Britain, David Nutt, pp. 60–61
  10. ^ Higham, Nicholas (1995). An English Empire: Bede and the Early Anglo-Saxon Kings. Manchester University Press. p. 2. ISBN 978-0-7190-4424-3.
  11. ^ Halsall 2013, pp. 13–15, 185–186, 246.
  12. ^ Halsall 2013, pp. 194, 203.
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  17. ^ Giles 1843a:72–73, Bede's Ecclesiastical History, Bk I, Ch 15.
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  22. ^ Map by Alaric Hall, first published here [1] as part of Bethany Fox, 'The P-Celtic Place-Names of North-East England and South-East Scotland', The Heroic Age, 10 (2007).
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References

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General

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Archaeology

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History

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Genetics

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